Monday, 25 June 2018

SEBI | (Issue of Capital and Disclosure Requirements) Regulations 2018





·       The  requirement  of  announcing  price  band  five  working  days  before opening of the issue would be reduced to two working days before opening of the issue. Financial  disclosures in case of public issues/ rights issues to  be  made  for  3  years  as  against  the  present duration of 5 years.

·       Restated and audited financial disclosures in the offer document to be made on consolidated basis only. Audited standalone financials of the issuer  and material  subsidiaries  to  be disclosed  on  the  website  of the issuer company.

·       Threshold  for  submission  of  draft  letter  of  offer  to  SEBI  in  case  of  rights issues to be increased to Rs. 10 Crores as against the earlier prescribed Rs. 50 Lakhs.

·       For a company to be eligible to make a fast track rights issue, it should not have any audit qualifications or adverse opinion.

·       Definition  of  group  companies has  been made more  specific  by  clarifying that   group   company/ies,   shall   include   such   companies   (other   than promoter(s)  and  subsidiary  (ies))  with  which  there  were  related  party transactions, during the period for which financial information is disclosed (3 years), as covered under the applicable accounting standards and also other companies as considered material by the board of the issuer.



SEBI has released a Master Circular for Mutual Funds which is a compilation of all the circulars issued by SEBI on Mutual Funds, which are operational as on June 05, 2018

For effective regulation of the Mutual Fund Industry, Securities and Exchange Board of India (SEBI) has been issuing various circulars from time to time. In order to enable the industry and other users to have an access to all the applicable circulars at one place, Master Circular for Mutual Funds has been prepared.


 The Master Circular has 18 Chapters which include Governance norms, Disclosures and Reporting norms, Loads, fees and expenses, among other things. This Master Circular shall supersede the previous Master Circular CIR/IMD/DF/ 18/ 2014 dated October 01, 2014. 

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